Province of Carolina
Why Nations Fail: The Origins of Power, Prosperity, and PovertyThe Province of Carolina was an English colony whose founding constitution sought to secure political control for a small group of proprietors and landed elites. Its proposed hierarchy, drafted by Anthony Ashley-Cooper and John Locke, was unable to contain the claims of settlers: as in Maryland and Virginia, the abundance of alternatives in the New World made it difficult to compel colonists to accept fixed dependence. The colony’s eventual shift to royal government belonged to a broader process through which colonial assemblies acquired political influence and helped prepare the ground for independence.
A Proprietary Blueprint for Hierarchy
In 1663, eight proprietors founded Carolina, among them Anthony Ashley-Cooper, who worked with his secretary, John Locke, on the Fundamental Constitutions of Carolina. The document presented its purpose in explicitly political terms: the province was to remain compatible with monarchy while avoiding what its authors called a numerous democracy. Like the plan Cecilius Calvert had drawn up for Maryland, it offered a blueprint for a society ordered by landholding and rank, not an open political community.
The constitution assigned the highest standing to a landed aristocracy. It proposed that landgraves receive 48,000 acres each and caziques 24,000 acres, while a parliament would include these privileged groups. That parliament, however, could debate only measures already approved by the eight proprietors. Representation was thus built into the scheme, but placed firmly beneath the proprietors’ prior control.
At the bottom of the prescribed social order were the leet-men, who were to possess no political power. Their status was to descend to their children and all later generations, making subordination hereditary. In its combination of vast elite estates, limited debate, and inherited political exclusion, the Fundamental Constitutions aimed not merely to govern the colony but to fix its inhabitants in sharply unequal positions.
Settlers Challenge Proprietary Rule
The attempt to impose this order failed for reasons shared with earlier efforts in Virginia and Maryland. Settlers could not readily be forced into a rigid hierarchy when other options were open to them. Instead, colonial authorities needed to offer incentives for people to work, and settlers increasingly pressed for economic freedom and political rights. The conflict was not simply over the wording of a constitution: it concerned who could own land, who could participate in government, and whether the proprietors could make those decisions without the inhabitants’ consent.
Maryland supplied a close comparison. Its settlers insisted on owning their own land and compelled Lord Baltimore to create an assembly. In 1691, that assembly persuaded the king to make Maryland a Crown colony, ending the political privileges of Baltimore and his great lords. Carolina underwent a similarly protracted struggle, which the proprietors ultimately lost. South Carolina became a royal colony in 1729.
That change marked the failure of the proprietors’ plan, not the arrival of universal political rights. Carolina’s founding design had tried to reserve government for a landed elite; the eventual struggle widened colonial political participation, but did not make society democratic in the modern sense. The broader pattern was that settlers’ demands and the practical difficulty of enforcing strict subordination repeatedly displaced the most rigid proprietary schemes.
Assemblies and the Road to Independence
By the 1720s, all thirteen colonies that would become the United States had similar governmental structures: a governor and an assembly elected on a franchise limited to male property holders. Women, enslaved people, and people without property were excluded. Within those limits, however, political rights were broad in comparison with contemporary societies elsewhere. The contrast is important: the collapse of an explicitly aristocratic design could create more room for participation without eliminating major forms of exclusion.
The assemblies became consequential institutions in their own right. In 1774, their leaders and representatives came together in the First Continental Congress, a prelude to American independence. The assemblies asserted the right to determine their own membership and control taxation, claims that brought them into conflict with the English colonial government. Carolina’s history of resistance to proprietorial control thus belongs to a larger colonial transformation: institutions conceived to restrict participation gave way to representative bodies whose claims increasingly challenged imperial authority.
Significance of the Failed Design
The Province of Carolina illustrates the gap between constitutional ambition and colonial practice. The Fundamental Constitutions could specify hereditary status, enormous elite land grants, and a parliament limited by prior approval, but formal rules did not ensure that settlers would accept the social order those rules prescribed. The proprietors’ defeat reflected the limits of imposing hierarchy where people could demand better terms and where governing them required inducements rather than command alone.
The book places this history within the longer development of political institutions in North America. Colonial assemblies did not include everyone, yet their growing authority helped establish precedents for local control over representation and taxation. The constitution drafted to prevent a numerous democracy therefore stands in ironic contrast to the later political importance of assemblies: the project failed to preserve rule by proprietors, while the institutions that gained ground supplied organizational foundations for a wider challenge to colonial power.